Retirement plan data issues slow convergence as firms chase IRA rollovers, managed accounts and financial planning ...

Judges recognized companies for their outstanding support of financial advisors' success in various categories from among ...

John Vazquez and Manuel Monasterio in Santa Fe, N.M., who manage $1.2 billion in client assets, move to Merrill from UBS.

Fintech supports client assets totaling more than $500 billion and plans to expand its AI capabilities and commercial team ...

Dan Arnold will serve as executive chairman at wealth management platform Stirlingshire Investments, which plans to launch an ...

Fred Barstein discusses August jobs numbers, healthcare costs, the increase in 401(k) millionaires, Vanguard and the DC ...

Advisor Scott Kahan organized volunteer planning for victims' families, starting a movement that continues in the profession ...

In other deal news, OnePointBFG expands in Florida, two RFG Advisory firms merge, and Hightower pulls a $1.6 team into its ...

Also, Glenmede hired four new executives, $2B RIA Novare hired a legacy planner from Vanguard, and Citi Private Bank snagged ...

Mid-tier universities are offering more merit scholarships to fill freshman classes, creating new opportunities for families ...

Caroline Crenshaw, who left the SEC earlier this year, is joining Venable to advise clients on regulatory and securities ...

Aqua's Series A will fund platform development and integrations as it competes in the crowded alts infrastructure space ...